Optimal Investing Strategies for Participating Contracts

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Date

2017-03

Authors

Lin, Hongcan
Saunders, David
Weng, Chengguo

Advisor

Journal Title

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Volume Title

Publisher

Elsevier

Abstract

Participating contracts are popular insurance policies, in which the payoff to a policyholder is linked to the performance of a portfolio managed by the insurer. We consider the portfolio selection problem of an insurer that offers participating contracts and has an S-shaped utility function. Applying the martingale approach, closed-form solutions are obtained. The resulting optimal strategies are compared with portfolio insurance hedging strategies (CPPI and OBPI). We also study numerical solutions of the portfolio selection problem with constraints on the portfolio weights.

Description

The final publication is available at Elsevier via https://doi.org/10.1016/j.insmatheco.2017.02.001. © 2017. This manuscript version is made available under the CC-BY-NC-ND 4.0 license http://creativecommons.org/licenses/by-nc-nd/4.0/

Keywords

participating contract, utility maximization, martingale and dual approach, concavification technique, stochastic control

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