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dc.contributor.authorZhang, Haotian 17:59:07 (GMT) 17:59:07 (GMT)
dc.description.abstractThe goal of high-recall information retrieval (HRIR) is to find all, or nearly all, relevant documents while maintaining reasonable assessment effort. Achieving high recall is a key problem in the use of applications such as electronic discovery, systematic review, and construction of test collections for information retrieval tasks. State-of-the-art HRIR systems commonly rely on iterative relevance feedback in which human assessors continually assess machine learning-selected documents. The relevance of the assessed documents is then fed back to the machine learning model to improve its ability to select the next set of potentially relevant documents for assessment. In many instances, thousands of human assessments might be required to achieve high recall. These assessments represent the main cost of such HRIR applications. Therefore, their effectiveness in achieving high recall is limited by their reliance on human input when assessing the relevance of documents. In this thesis, we test different methods in order to improve the effectiveness and efficiency of finding relevant documents using state-of-the-art HRIR system. With regard to the effectiveness, we try to build a machine-learned model that retrieves relevant documents more accurately. For efficiency, we try to help human assessors make relevance assessments more easily and quickly via our HRIR system. Furthermore, we try to establish a stopping criteria for the assessment process so as to avoid excessive assessment. In particular, we hypothesize that total assessment effort to achieve high recall can be reduced by using shorter document excerpts (e.g., extractive summaries) in place of full documents for the assessment of relevance and using a high-recall retrieval system based on continuous active learning (CAL). In order to test this hypothesis, we implemented a high-recall retrieval system based on state-of-the-art implementation of CAL. This high-recall retrieval system could display either full documents or short document excerpts for relevance assessment. A search engine was also integrated into our system to provide assessors the option of conducting interactive search and judging. We conducted a simulation study, and separately, a 50-person controlled user study to test our hypothesis. The results of the simulation study show that judging even a single extracted sentence for relevance feedback may be adequate for CAL to achieve high recall. The results of the controlled user study confirmed that human assessors were able to find a significantly larger number of relevant documents within limited time when they used the system with paragraph-length document excerpts as opposed to full documents. In addition, we found that allowing participants to compose and execute their own search queries did not improve their ability to find relevant documents and, by some measures, impaired performance. Moreover, integrating sampling methods with active learning can yield accurate estimates of the number of relevant documents, and thus avoid excessive assessments.en
dc.publisherUniversity of Waterlooen
dc.subjectInformation Retrievalen
dc.subjectHigh Recallen
dc.subjectMachine Learningen
dc.subjectActive Learningen
dc.titleIncreasing the Efficiency of High-Recall Information Retrievalen
dc.typeDoctoral Thesisen
dc.pendingfalse R. Cheriton School of Computer Scienceen Scienceen of Waterlooen
uws-etd.degreeDoctor of Philosophyen
uws.contributor.advisorSmucker, Mark
uws.contributor.advisorCormack, Gordon
uws.contributor.affiliation1Faculty of Mathematicsen

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